Built for SEC & FINRA-regulated firms

Safely use AI inside regulated financial firms.

AgentJar captures every AI interaction, blocks risky activity, and preserves the audit trail compliance teams need for SEC and FINRA review.

No credit card. 30-minute exam-readiness review.

WE PROTECT YOU AGAINST
SHADOW AI USAGEREG S-P·CUSTOMER NPI LEAKAGEGLBA·BOOKS-AND-RECORDS GAPSSEC 17a-4·SUPERVISION BLIND SPOTSFINRA 3110·PROMPT INJECTIONTOOL POISONING·CONNECTOR BLAST RADIUSNY DFS 500·MARKETING RULE DRIFTSEC 206(4)-1·FORM ADV GAPSSEC 204-2·OFF-CHANNEL COMMSFINRA 4511·PRIVACY VIOLATIONSNY DFS PART 500·SHADOW AI USAGEREG S-P·CUSTOMER NPI LEAKAGEGLBA·BOOKS-AND-RECORDS GAPSSEC 17a-4·SUPERVISION BLIND SPOTSFINRA 3110·PROMPT INJECTIONTOOL POISONING·CONNECTOR BLAST RADIUSNY DFS 500·MARKETING RULE DRIFTSEC 206(4)-1·FORM ADV GAPSSEC 204-2·OFF-CHANNEL COMMSFINRA 4511·PRIVACY VIOLATIONSNY DFS PART 500·

Integrates with the systems your firm already runs

Microsoft Purview logo
Microsoft Purview
Smarsh logo
Smarsh
Global Relay logo
Global Relay
Theta Lake logo
Theta Lake
Salesforce FSC logo
Salesforce FSC
Addepar logo
Addepar

Use AI safely. Prove it.

“Records of all communications shall be preserved... in a non-rewriteable, non-erasable format for at least six years.”

§ 17 CFR 240.17a-4SEC · BOOKS & RECORDS

“Each member shall establish and maintain a system to supervise the activities of each associated person that is reasonably designed to achieve compliance with applicable securities laws.”

§ FINRA Rule 3110FINRA · SUPERVISION

The more agents can do, the more that can go wrong.

FIG 01

More agents

Each agent stacks new permissions across your tools, your data, and your custodian.

FIG 02

More signals

Every prompt and response is evidence a regulator can request — and your firm has to produce.

FIG 03

More surface

Every connector to your CRM, custodian, or document store is a new path data can leak through.

The Coverage Gap

Your stack stops at the LLM. Ours doesn’t.

AgentJar extends your existing security stack into every AI interaction.

  • DLPCatch client data before it leaves
  • IAMControl who and what each agent can access
  • EDRStop bad actions before execution
  • SIEMStream every AI event into your logs
  • Vulnerability managementVet and scope every MCP connector
  • Phishing & ransomware defenseBlock malicious instructions and NPI exfil
New layerAI controlFor every prompt, response, file, and agent action
Custom Connectors

Works with any legacy software.

We turn legacy financial tools into agent-ready workflows while preserving safety, compliance, and auditability.

Book a call.

30 minutes. We’ll walk through your AI exposure and the rules an examiner will cite.